Waveguides and Resonant Cavities
Waveguide Fundamentals
Section titled “Waveguide Fundamentals”Common waveguide geometries.
| Mode type | Longitudinal field condition |
|---|---|
| TEM | and |
| TE | , |
| TM | , |
Hollow single-conductor waveguides support TE and TM modes, not TEM modes.
A TEM field can be written in terms of an electrostatic potential over the guide cross-section:
The complete wall of a hollow rectangular guide is one connected conductor at one potential. By the uniqueness theorem, the only solution of Laplace’s equation with that boundary value is constant , which would give . A nontrivial TEM mode therefore needs at least two separate conductors at different instantaneous potentials, as in a two-wire or coaxial line.
| Feature | Two-wire line | Coaxial line | Hollow waveguide |
|---|---|---|---|
| Conductors | two exposed conductors | inner and outer conductors | one connected wall |
| Fundamental mode | TEM | TEM | TE or TM |
| Low-frequency limit | can operate to DC | can operate to DC | has a nonzero cutoff |
| Shielding | poor | excellent | excellent |
| Dispersion | ideally nondispersive | ideally nondispersive | dispersive |
| Typical range | low RF | broad RF range | microwave and high-power RF |
Rectangular Waveguide
Section titled “Rectangular Waveguide”For fields varying as , the longitudinal component , equal to for TE modes or for TM modes, satisfies the transverse Helmholtz equation
Separation of variables and the perfect-conductor wall conditions quantize the transverse wavenumbers:
The axial propagation constant is
At cutoff, . Substituting therefore gives
For TE modes, and may individually be zero but not both. For TM modes, both indices must be nonzero. Above cutoff is real and the mode propagates; below cutoff it is imaginary and the mode is evanescent.
Rectangular waveguide mode patterns.
For operation above cutoff,
For TE and TM modes,
Waveguide dispersion above cutoff.
Circular Waveguide
Section titled “Circular Waveguide”Key quantities are cutoff frequency, dominant mode, guide wavelength, phase velocity, group velocity and wave impedance.
Circular waveguide mode cues.
Resonant Cavities
Section titled “Resonant Cavities”At low frequency, inductors and capacitors can be treated as separate lumped elements. At microwave frequency, their dimensions may become comparable with wavelength, conductor loss increases, and stray reactances become important. A metallic cavity instead uses distributed electric and magnetic fields:
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electric-field energy acts like energy stored in a capacitor;
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magnetic-field energy acts like energy stored in an inductor;
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wall and dielectric losses act like resistance;
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only discrete field patterns and resonant frequencies satisfy all boundary conditions.
Formation from a Waveguide
Section titled “Formation from a Waveguide”Consider a uniform waveguide carrying a TE or TM mode. Closing it with perfect electric conductor (PEC) plates at and causes complete reflection. The forward and reflected waves combine to form a standing wave.
At a PEC wall,
Thus the tangential electric field must vanish on every cavity wall. Surface charge supports a normal electric field, while surface current supports a tangential magnetic field.
For the end plates to coincide with standing-wave electric-field nodes, the axial phase condition is
or
where
is the guide wavelength of that mode. The cavity length must contain an integer number of guide half-wavelengths, not generally free-space half-wavelengths.
Shorted waveguide as a cavity.
How to read the figure. The left-hand guide supports separate forward and reflected travelling waves. Adding PEC end plates forces repeated reflection and fixes electric-field nodes at the ends. On the right, the two waves have combined into a standing field. Only frequencies satisfying reproduce the same phase after a round trip and build to a large amplitude.
There is no net time-average power flow through a lossless closed cavity. Energy remains stored and moves back and forth between electric and magnetic forms.
Rectangular-Cavity Resonance
Section titled “Rectangular-Cavity Resonance”Take a homogeneous rectangular cavity with dimensions
filled with a medium of permeability and permittivity . Define
For the corresponding rectangular waveguide,
and
The end plates require
Substitution gives the cavity eigenvalue equation
Therefore the resonant angular frequency is
and the resonant frequency is
For an air-filled cavity,
TE and TM Cavity Modes
Section titled “TE and TM Cavity Modes”| Mode | Longitudinal field | Allowed indices |
|---|---|---|
| , | , but not both zero; | |
| , | ; |
There is no non-zero field, and modes cannot have or . Unlike an ordinary propagating-wave condition, is allowed for TM modes because is normal to the end plates and need not vanish there.
Representative longitudinal field functions are
for TE modes, and
for TM modes. The remaining components follow from Maxwell’s curl equations.
Important examples are
and
Cavity mode cues.
How to read the figure. The left panel is a qualitative - cut of . The field changes once across and once along , and opposite signs indicate a phase reversal across a node. The right panel shows in an - cut. The dots represent normal to the page and to the end plates; it varies across both and but has no axial variation because .
Stored Energy and the Resonance Process
Section titled “Stored Energy and the Resonance Process”The cycle-average energies are
and
At resonance in a lossless cavity,
and the total cycle-average stored energy is
The equality refers to cycle-average energies. Instantaneously, electric and magnetic energy exchange every quarter-cycle:
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At an electric-field maximum, energy is mainly electric and the magnetic field is momentarily minimum.
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One quarter-cycle later, energy is mainly magnetic.
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Another quarter-cycle later, the electric field is maximum with reversed polarity.
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The process repeats, analogous to energy exchange between and in an ideal resonator.
Near a single isolated mode, a cavity can be represented by an equivalent RLC resonator with
The equivalent circuit is a local model near resonance; the distributed cavity can support many separate modes, each with its own equivalent resonant branch.
Cavity Losses
Section titled “Cavity Losses”An ideal PEC cavity would store energy forever and have infinite quality factor. A real cavity loses energy through several mechanisms.
Conductor loss
Section titled “Conductor loss”Finite wall conductivity causes surface-current heating.
At high frequency,
where
is skin depth. For peak-value phasors, conductor power loss is
Conductor loss is strongest where tangential magnetic field, and therefore wall surface current, is large.
Dielectric loss
Section titled “Dielectric loss”For a dielectric with loss tangent , the time-average loss is
For a uniformly filled low-loss cavity,
External and radiation loss
Section titled “External and radiation loss”Energy also leaves through coupling probes, loops, apertures, imperfect joints and leakage. External coupling is intentional when power must enter or leave the cavity, but it lowers the measured or loaded quality factor.
Quality Factor
Section titled “Quality Factor”Equivalently,
A high- cavity has low loss, slow field decay, a sharp resonance and narrow bandwidth.
Unloaded, external and loaded quality factors
Section titled “Unloaded, external and loaded quality factors”| Symbol | Meaning |
|---|---|
| limitation from conducting-wall loss | |
| limitation from dielectric loss | |
| unloaded due to all internal losses | |
| external due to energy extracted by coupling | |
| loaded including internal and external losses |
Internal loss mechanisms combine as
For one external coupling port,
so
| Coupling | Condition | Interpretation |
|---|---|---|
| Undercoupled | internal loss exceeds extracted power | |
| Critically coupled | internal and external losses are equal | |
| Overcoupled | external loading dominates |
At critical coupling, and .
If the source is removed, stored energy decays approximately as
while field amplitude decays as
Resonance Curve and Bandwidth
Section titled “Resonance Curve and Bandwidth”For a lightly damped single resonance, the normalized power response near is approximately
At these points,
which is dB relative to the peak. The half-power bandwidth is
For ,
Thus a larger produces a narrower resonance curve.
Resonance curve and bandwidth.
How to read the figure. The horizontal axis is frequency normalized to the resonant frequency, so the peak occurs at . The cyan dashed line is half the peak power, or dB. Its two intersections with the response define and . The illustrated curve has , so and the half-power points lie approximately at and .
Excitation and Coupling
Section titled “Excitation and Coupling”A cavity mode is excited efficiently only when the source has the correct field type, orientation and position. Placing a coupler at a field node gives little coupling even when the frequency is correct.
Electric-probe coupling
Section titled “Electric-probe coupling”-
Place it near an electric-field maximum.
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Align it parallel to the desired electric-field component.
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Probe length and insertion depth control coupling strength.
Magnetic-loop coupling
Section titled “Magnetic-loop coupling”-
Place it near a magnetic-field maximum.
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Orient its plane so the desired magnetic field passes through the loop.
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Loop area and rotation control coupling strength.
Aperture or iris coupling
Section titled “Aperture or iris coupling”-
Position the aperture where the required waveguide and cavity fields overlap strongly.
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Aperture size and shape control coupling.
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Small apertures weakly perturb the cavity; a large iris increases loading and can shift the resonant frequency.
Cavity coupling methods.
How to read the figure. The left sketch places an electric probe at an -field maximum and aligns it with the field. The centre sketch places a loop where is large so magnetic flux links the loop. The right sketch uses an iris in a shared waveguide wall; the travelling guide mode transfers power through the opening to the matching cavity mode.
Selective excitation is possible because orthogonal cavity modes have different field symmetries. A centrally placed probe may excite one mode strongly while giving zero coupling to another mode whose electric field has a node there.
Tuning a Cavity
Section titled “Tuning a Cavity”Resonant frequency changes when cavity dimensions or material properties change:
Common tuning methods are
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moving a conducting wall or plunger to change effective cavity dimensions;
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inserting a metallic tuning screw where electric field is strong;
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inserting dielectric material to increase effective permittivity and generally lower frequency;
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changing temperature, which changes dimensions, conductivity and material properties.
A tuner also perturbs the field and can alter , coupling and nearby-mode separation.
Waveguide and Cavity Comparison
Section titled “Waveguide and Cavity Comparison”| Property | Uniform waveguide | Resonant cavity |
|---|---|---|
| Structure | open or terminated transmission path | closed conducting enclosure |
| Frequency condition | any can propagate | only discrete resonate strongly |
| Axial field | travelling wave is possible | standing wave |
| Average power flow | carries power along the guide | ideally zero through the closed cavity |
| Main use | transfer microwave power | store energy and select frequency |
Applications
Section titled “Applications”Resonant cavities are used in
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microwave oscillators such as klystrons and magnetrons;
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narrowband filters, duplexers and frequency-selective networks;
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wavemeters and frequency standards;
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radar and satellite communication equipment;
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particle accelerators, where resonant electric fields accelerate charged particles;
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electron-spin and nuclear-magnetic-resonance systems;
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measurement of dielectric constant, loss tangent and surface resistance;
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microwave heating and industrial processing.
Worked Examples
Section titled “Worked Examples”Rectangular-waveguide cutoff frequency
Section titled “Rectangular-waveguide cutoff frequency”For an air-filled rectangular waveguide with broad dimension , the dominant-mode cutoff is
Below this frequency the field is evanescent. Practical single-mode operation must be above this cutoff and below the cutoff of the next mode.
Rectangular-cavity resonant frequency
Section titled “Rectangular-cavity resonant frequency”An air-filled cavity has
Find the resonant frequency.
For , and ,
Substituting SI values,
Therefore,
The dimension does not appear because for this TE mode.
Bandwidth from loaded quality factor
Section titled “Bandwidth from loaded quality factor”A cavity resonates at GHz and has . Its half-power bandwidth is
Hence
For a symmetric high- response, the half-power frequencies are approximately
Loaded quality factor under critical coupling
Section titled “Loaded quality factor under critical coupling”If an unloaded cavity has and is critically coupled, then
and
Chapter Summary
Section titled “Chapter Summary”-
A cavity is a waveguide or conducting enclosure closed in all directions.
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PEC walls require zero tangential electric field and create standing waves.
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A rectangular cavity resonates at
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TE modes have ; TM modes have .
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Electric and magnetic energies exchange every quarter-cycle and have equal cycle averages at resonance.
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Quality factor is .
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Loaded half-power bandwidth is .
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Electric probes, magnetic loops and apertures couple to the corresponding field maxima.
Interpretive Cautions
Section titled “Interpretive Cautions”-
Using free-space wavelength in instead of guide wavelength.
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Calling a valid closed-cavity mode; TE modes require when is the closed-guide axis.
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Rejecting because ; zero axial variation is allowed for TM modes.
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Assuming at a PEC wall. Only tangential must be zero; normal can be supported by surface charge.
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Using unloaded in a measured bandwidth relation. The observed bandwidth gives loaded .